Defined Contribution Plan (401k) for Rotek Inc. Aurora Hourly Employees

Rotek, Inc., Aurora OH. Employer ID 340906272, plan number 009. Annual reports on file for 2009 to 2015.

Where the money went

Filed 2009-2015Defined Contribution Plan (401k) for Rotek Inc. Aurora Hourly Employees, Rotek, Inc.
2015Assets transferred to Defined Contribution 401(k) Pension Plan for Certain Thyssenkrupp U.S. Group Companies
2020Assets transferred to Thyssenkrupp 401(k) Plan North America
TodayThyssenkrupp 401(k) Plan North America still files. Fidelity Investments Institutional keeps the records. That is where to ask.

Records are kept by Fidelity Investments Institutional, per the 2024 filing.

In plan year 2014, active participants fell from 228 to 131 (43%), and 32 people left before they were fully vested. When a plan loses about 20% or more of its participants in a year, the IRS presumes a partial plan termination (Revenue Ruling 2007-43). Everyone who left in that period must then be fully vested in the employer's contributions. Filing

This is a reason to ask the plan, not a finding. The plan decides, and it may show the drop was routine.

Check your years. We show whether the plan merged or moved money while you were there, and draft the letter to the plan that holds it now.

2015: Final return: the plan reported that it ended (merged, transferred, or distributed all assets).
2015: At least 25% of plan assets were transferred to another plan this year (merger or spin-off).

"Separated, still owed" counts people who left the employer but still have a benefit in the plan, as reported by the plan.

Plan year	Participants	Separated, still owed	Source
2009	154	2	Filing
2010	170	10	Filing
2011	210	12	Filing
2012	198	9	Filing
2013	248	17	Filing
2014	186	52	Filing
2015	0	0	Filing

Source: U.S. Department of Labor Form 5500 filings. Plan-level facts only; no one's balance. Information only, not legal advice.